PaaS

PaaSSim™ • A Criterion Readiness Simulator • Criterion Readiness™

THE TRANSACTION
THAT CHANGES
EVERYTHING.

Financial institution employees make compliance-critical decisions every day. A single missed SAR. A fair lending pattern. A Reg E error. The consequences are existential. Nobody simulates the moment.

🏦 Live Scenario Preview -- BSA/AML

A longtime member wants to wire $47,000 to an account they cannot explain. They are visibly upset that you are asking questions. They mention they know the branch manager personally. The amount is just under your reporting threshold. What do you do?

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12
Financial compliance
categories scored
36
High-stakes
scenario questions
6
Compliance Profile
archetypes
$billions
Annual regulatory
penalties in the sector

What Gets Measured

12 Categories.
Every Financial
Compliance Decision.

Built from BSA/AML requirements, TILA, RESPA, Reg E, Reg Z, ECOA, HMDA, FDIC guidance, NCUA regulations, and FinCEN SAR filing standards.

01
🔎

BSA/AML Judgment

Suspicious activity recognition, SAR filing obligations, structuring detection, beneficial ownership verification, CDD requirements.

02
📋

Reg E Compliance

Electronic fund transfer error resolution, dispute investigation timelines, provisional credit obligations, consumer notification requirements.

03
🏠

TILA and RESPA

Loan disclosure accuracy, GFE and LE requirements, closing cost tolerance, kickback prohibition, servicing transfer disclosure.

04
⚖️

Fair Lending

ECOA compliance, HMDA data integrity, redlining recognition, pricing disparity awareness, adverse action notice requirements.

05
🔐

Data Security

Gramm-Leach-Bliley safeguards, PII handling, breach notification, third-party vendor management, member data access controls.

06
💰

Reg Z Application

Truth in Lending disclosures, APR calculation accuracy, right of rescission, credit card billing dispute handling, penalty fee limits.

07
👥

Member Service Ethics

Appropriate product recommendations, fee waiver discretion, complaint escalation, vulnerable member identification, elder financial abuse recognition.

08
📈

Payment Processing

ACH authorization requirements, return item handling, stop payment obligations, Reg CC hold periods, remotely created check risk.

09
📢

Incident Reporting

Regulatory notification timelines, exam preparation obligations, internal escalation judgment, self-identification of violations.

10
🏦

OFAC Screening

Sanctions list screening obligations, blocked transaction handling, 24-hour reporting requirements, false positive resolution.

11
📑

Exam Readiness

Regulator interaction standards, document production obligations, examiner communication, MRA response judgment.

12
💼

Operational Risk

Dual control requirements, teller cash handling, after-hours authorization, exception approval documentation, segregation of duties.

Featured Partnership

Built for the
institutions PaaS serves.

PaaSSim™ is featured by PaaS -- Payments as a Service, bringing scenario-based compliance training directly to the financial institutions already in the PaaS ecosystem.

Every credit union and community bank in the PaaS portfolio faces the same compliance training gap. Slide decks and annual certification do not prepare staff for the moment when a member is standing at the counter and the right answer is not obvious. PaaSSim changes that.

Compliance documentation generated automatically. Scored behavioral profiles for every employee. Institution-wide readiness dashboards for compliance officers and examiners.

PaaS

Payments as a Service

PaaS delivers payment infrastructure, compliance support, and technology solutions to credit unions and community banks across the country. PaaSSim™ extends that mission into workforce decision readiness.

Credit Unions Community Banks Payment Infrastructure Compliance Support Fintech Solutions

Compliance Profiles

6 Archetypes.
One Is Yours.

Your behavioral pattern across 12 categories maps to a Compliance Profile -- not a certification score, but a decision signature built from how you actually respond when the pressure is on and the policy is ambiguous.

📑

The Protocol Anchor

"The regulation exists for a reason."

✓ BSA/AML and exam readiness strongest scores

⚠ Inflexible when member relationship context matters

🤝

The Relationship Manager

"I know this member. I know this account."

✓ Member service ethics and complaint handling

⚠ Fair lending and SAR filing blind spots

🔐

The Risk Avoider

"When in doubt, escalate."

✓ OFAC screening and incident reporting discipline

⚠ Over-escalates routine transactions, slows operations

📈

The Operator

"I process what is in front of me."

✓ Payment processing and operational risk scores

⚠ Misses contextual red flags in routine transactions

⚖️

The By the Book

"Show me the policy and I follow it exactly."

✓ Reg E, Reg Z, and TILA/RESPA discipline

⚠ Struggles with grey-area judgment calls

🎯

The Pragmatist

"Let's find what actually works here."

✓ Data security and fair lending awareness

⚠ Rationalizes exceptions that create regulatory exposure

Who Uses PaaSSim

Built For Institutions
Where Compliance Is Survival.

🏦

Credit Unions

NCUA examiners expect documented compliance training that demonstrates staff can apply policy in real situations. PaaSSim generates that documentation automatically -- scored profiles, certificates, and institution-wide compliance dashboards ready for exam day.

🏭

Community Banks

FDIC and OCC examinations increasingly focus on compliance culture, not just policy documentation. PaaSSim provides behavioral evidence that staff understand the why behind the rules -- not just that they completed a required annual training.

💼

Fintech and Payment Processors

Sponsor banks and payment processors face increasing scrutiny over the compliance readiness of their partner organizations. PaaSSim provides a standardized baseline assessment that documents workforce readiness across every entity in the payment chain.

PaaSSim™

Know how your team
decides at the counter.

PaaSSim is in development. Featured by PaaS -- Payments as a Service. Express interest for your institution and be among the first to deploy it.

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